| Description |
Rule has worked as a portfolio manager for a large investment management firm
for the past 10 years. Rule earned his CFA charter last year and has decided to
open his own investment management firm. After leaving his current employer,
Rule creates some marketing material for his new firm. He states in the material,
“In earning the CFA charter, a highly regarded credential in the investment management industry, I further enhanced the portfolio management skills learned
during my professional career. While completing the examination process in
three consecutive years , I consistently received the highest possible scores on the
topics of Ethics , Alternative Investments , and Portfolio Management.” Has Rule
violated Standard VII(B) Reference to CFA Institute, the CFA Designation, and
the CFA Program in his marketing material? |