| Description |
Brown works for an investment counseling firm. Green, a new client of the firm,
is meeting with Brown for the first time. Green used another counseling firm for
financial advice for years , but she has switched her account to Brown’s firm. After
spending a few minutes getting acquainted, Brown explains to Green that she
has discovered a highly under valued stock that offers large potential gains. She
recommends that Green purchase the stock. Brown has committed a violation of
the Standards. What should she have done differently? |